An Independent & Unbiased Approach to Investing

FLEETWOOD ASSET MANAGEMENT LTD.

Investment Advisory Services

Do you charge for an initial meeting?

There is never a cost to meet with us. Prior to our meeting, we request you send us any existing account information or relevant data for review and analysis.

Do you work with clients throughout the U.S.?

Yes. We serve clients coast-to-coast from our Connecticut and New York office.

What if I am unable to have in-person meeting?

We are happy to set aside time for a dedicated telephone conference call at your convenience.

Do you have an account minimum?

Yes. Our minimum is $250,000. We have established this amount because it allows us to optimize our investment strategies.

How do you charge for your services?

Fleetwood is a fee-only investment advisor. Our fees are based on a percentage of the aggregated amount of your assets under management. The accounts are valued on the last day of each calendar quarter and billed in arrears.

Do you custody assets?

No. Accounts are always established in your name. We never custody or commingle client funds or

securities. Trading and custodial services are provided by Schwab Institutional, a division of

Charles Schwab & Co., Inc.

Do you have discretion to trade my assets?

Yes, but only with a limited power of attorney to execute transactions on your behalf.

Are the accounts invested in model portfolios?

No. We believe every person is unique with specific circumstances. Portfolios are customized for each client based on their individual needs, risk profile and financial objectives.

How do I get started?

Just call 1-888-878-7929 or email us at we’ll be happy to schedule a time to discuss your financial goals and how we can help you achieve them.

Frequently Asked Questions